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Licensed Asset Management company in Hong Kong

Licensed Asset Management company in Hong Kong

Licensed Asset Management company in Hong Kong

Active SFC-regulated Type 9 license

  1. 5 year plus history with clean record at the HK SFC
  2. The company is HK domiciled
  3. HK resident director
  4. HK resident Responsible Officers
  5. HK bank account
  6. Website
  7. Physical address

Authorized activities

  1. to manage assets on behalf of customers (license condition is do not hold client assets, these are held by prime broker/custodian)
  2. to trade or advise to trade in securities
  3. to make investments or act as investment advisers

Ongoing yearly costs include HK SFC licensing fees (currently zero), bookkeeping, rent, phone, and salary for one employee

The Responsible Officers can stay in place for an agreed fee and for an agreed time period

Transfer of ownership must be approved by the HK SFC

Adding Type 1 and 4 is also possible. The license has been in effect since 2014

Asking price: on a request

For details: Alexandra.bil@eternitylaw.com / Telegram alexandraa001

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